Decision of 14 May 2019 -
BVerwG 1 C 5.18ECLI:DE:BVerwG:2019:140519B1C5.18.0


Please note that the official language of proceedings brought before the Federal Administrative Court of Germany, including its rulings, is German. This translation is based on an edited version of the original ruling. It is provided for the reader’s convenience and information only. Please note that only the German version is authoritative. Page numbers in citations have been retained from the original and may not match the pagination in the English version of the cited text. Numbers of paragraphs that have completely been omitted in the edited version will not be shown.
When citing this ruling it is recommended to indicate the court, the date of the ruling, the case number and the paragraph: BVerwG, decision of 14 May 2019 - 1 C 5.18 - para. 16.

Decision to request a preliminary ruling concerning interpretation of article 12 (1) (a) of Directive 2011/95/EU

  • Sources of law
    Asylum ActAsylG, Asylgesetzsections 3 (3) second sentence, 27 (1) and (3), 29 (1) no. 4, section 77 (1)
    Treaty on the Functioning of the European Union (TFEU)article 267
    Geneva Refugee Conventionarticle 1 (D) first and second sentence
    Directive 2011/95/EUarticles 2 (d) and (n), 11 (1) (f), 12 (1) (a) and (b), (2) and (3), 14 (1)

Reasons

I

1 The claimant is seeking the granting of ipso facto refugee status pursuant to section 3 (3) second sentence of the Asylum Act (AsylG, Asylgesetz).

2 The claimant, who, by his own account, was born in Damascus in October 1991, is a stateless Palestinian. According to his own statements, he entered the territory of the Federal Republic of Germany by land in December 2015. At the beginning of February 2016, he lodged an application for asylum. In the course of his hearing, he stated, inter alia, that he performed casual work in Lebanon from October 2013 until 20 November 2015. As he had not obtained the right of residence there and the Lebanese security forces had begun to push "them" back to Syria, he had returned there. Until his departure at the end of November 2015, he had been resident in Q., a Syrian city seven kilometres west of Damascus. His parents and sister still lived there. His father had a window and door production business. Other relatives were resident in Syria. He had left Syria because of the war; the living conditions there were very bad. He feared that he would be arrested if he returned to Syria. By notice dated 29 August 2016, the Federal Office for Migration and Refugees (Bundesamt für Migration und Flüchtlinge, hereinafter Federal Office) granted the claimant subsidiary protection status; with regard to all other aspects it refused his application for asylum.

3 By judgment of 24 November 2016, the Administrative Court (Verwaltungsgericht) obliged the defendant to grant the claimant refugee status. As reasoning, it stated that, independently of any previous persecution, he was at risk of persecution within the meaning of section 3 AsylG due to the current situation in Syria for significant reasons arising sur place because of his departure from Syria, the asylum application and his residence abroad.

4 In the appeal proceedings on points of fact and law, the claimant again filed the photocopy of proof of registration with the United Nations Relief and Works Agency for Palestine Refugees in the Near East (UNRWA), which had already been submitted to the Federal Office on the occasion of his hearing. According to the "Family Registration Card", he was registered as a family member for Yarmouk (the camp in the southern part of Damascus). By judgment of 18 December 2017, the Higher Administrative Court (Oberverwaltungsgericht) dismissed the defendant's appeal on points of fact and law against the judgment of the Administrative Court. As reasoning, it stated in essence that no clarification was required as to whether the claimant could claim refugee status under section 3 (1) AsylG by virtue of his individual submission. It stated that, as a stateless ethnic Palestinian, he was a refugee within the meaning of section 3 (3) second sentence AsylG. UNRWA's protection extended to the claimant. He also did not fall under the ground for exclusion of the lack of need for protection, as his protection by UNRWA had ceased for reasons which had been beyond his control. His personal safety had been at serious risk when he exited Syria. Due to forces beyond his control, his departure was not to be regarded as voluntary. This was indicated by him being granted subsidiary protection. At the time of his departure, he had also been unable to avail himself of UNRWA's protection in other parts of its area of operations. Before the claimant exited Syria, Jordan and Lebanon had already closed their borders to Palestinian refugees resident there.

5 As grounds for its appeal on points of law, the defendant stated, inter alia, that it was to be clarified whether application of article 12 (1) (a) second sentence of Directive 2011/95/EU was excluded if a stateless Palestinian enjoying UNRWA's protection or assistance resided for a relatively long period of time in one of UNRWA's fields of operation other than that in which he had formerly received the Agency's services and did not seek UNRWA's protection or assistance in the field of operation of his current residence.

II

6 The legal dispute is to be suspended. In accordance with article 267 of the Treaty on the Functioning of the European Union (TFEU), a preliminary ruling by the Court of Justice of the European Union (hereinafter Court of Justice) is to be obtained on the questions raised in the operative part of the decision. These questions concern the interpretation of article 12 (1) (a) of Directive 2011/95/EU of the European Parliament and of the Council of 13 December 2011 on standards for the qualification of third-country nationals or stateless persons as beneficiaries of international protection, for a uniform status for refugees or for persons eligible for subsidiary protection, and for the content of the protection granted (Directive 2011/95/EU).

7 1. In national law, the legal assessment is based on the Asylum Act in the version promulgated on 2 September 2008 (Federal Law Gazette (BGBl., Bundesgesetzblatt) I p. 1798), last amended by article 1 of the Act of 4 December 2018 that entered into force on 12 December 2018 (BGBl. I p. 2250), AsylG. According to section 77 (1) first sentence, first half-sentence AsylG, in disputes resulting from this Act, the court shall base its decision on the factual and legal situation at the time of the last oral hearing; the provisions, that are decisive here, have not changed since the decision of the Higher Administrative Court.

8 The following provisions of national law are hence the decisive legal framework for the legal dispute:
Section 3 AsylG
(1) A foreign national is a refugee as defined in the Convention relating to the Status of Refugees of 28 July 1951 (BGBl. 1953 II, p. 559, 560) if he or she,
1. owing to well-founded fear of persecution in his or her country of origin on account of his or her race, religion, nationality, political opinion or membership of a particular social group,
2. resides outside the country (country of origin)
a) whose nationality he or she possesses and the protection of which he or she cannot, or, owing to such fear does not want to avail himself or herself of, or
b) where he or she used to have his or her habitual residence as a stateless person and where he or she cannot, or, owing to said fear, does not want to return.
(...)
(3) Nor shall a foreign national be a refugee under subsection 1 if he or she enjoys the protection or assistance of an organisation or institution of the United Nations, with the exception of the United Nations High Commissioner for Refugees under article 1 (D) of the Convention relating to the Status of Refugees. Subsections 1 and 2 shall apply if such protection or assistance is no longer provided, without having finally clarified the situation of those affected in accordance with the relevant resolutions of the General Assembly of the United Nations.
Section 27 AsylG
(1) A foreign national who was already safe from political persecution in another third country shall not be granted asylum status.
(...)
(3) If before entering the federal territory, a foreign national lived for more than three months in another third country where he or she is not threatened by political persecution, it shall be presumed that he or she was safe there from political persecution. This shall not apply if the foreign national provides plausible evidence that deportation to another country where he or she is threatened by political persecution could not be ruled out with reasonable certainty.
Section 29 AsylG
(1) An application for asylum shall be inadmissible if (...)
4. a country that is not an EU Member State and is willing to readmit the foreign national is regarded as another third country within the meaning of section 27 (...)
Section 77 AsylG
(1) In disputes resulting from this Act, the court shall base its decision on the factual and legal situation at the time of the last oral hearing; if the decision is taken without oral hearing, it shall be based on the situation at the time the decision is taken. (...)

9 2. The questions referred are relevant for the decision and require clarification by the Court of Justice.

10 2.1. The questions referred are relevant for the decision.

11 a) The claimant's asylum application is not inadmissible pursuant to section 29 (1) no. 4 AsylG. That would only be the case if a country that is not an EU Member State and is willing to readmit the foreign national is regarded as another third country within the meaning of section 27 AsylG. In accordance with section 27 (1) AsylG, a foreign national who was already safe from political persecution in another third country shall not be granted asylum status. If, before entering the federal territory, a foreign national lived for more than three months in another third country where he or she is not threatened by political persecution, it shall be presumed according to section 27 (3) first sentence AsylG that he or she was safe there from political persecution. With section 29 (1) no. 4 in conjunction with section 27 AsylG, the German legislature implemented the procedural concept of first country of asylum under article 35 of Directive 2013/32/EU of the European Parliament and of the Council of 26 June 2013 on common procedures for granting and withdrawing international protection - Directive 2013/32/EU (see Federal Administrative Court (BVerwG, Bundesverwaltungsgericht), judgment of 4 September 2012 - 10 C 13.11 - Rulings of the Federal Administrative Court (BVerwGE, Entscheidungen des Bundesverwaltungsgerichts) 144, 127 para. 16). The ground of inadmissibility under section 29 (1) no. 4 AsylG is to be examined if there are relevant indications in the court asylum proceedings even if it has not been considered in the administrative procedure before the Federal Office for Migration and Refugees and the Office refused, wholly or partially, the application for recognition of international protection following an examination of the merits of the case (see BVerwG, judgment of 25 April 2019 - 1 C 28.18 - para. 13). In such a case, it is for the court responsible for finding the facts, if it considers it necessary, to conduct a personal interview with the applicant to examine whether the conditions of the ground of inadmissibility are fulfilled (see Court of Justice of the European Union (CJEU), judgment of 25 July 2018 - C-585/16 [ECLI:EU:C:2018:584], Alheto - para. 127).

12 "Another third country" within the meaning of section 29 (1) no. 4 in conjunction with section 27 AsylG or "first country of asylum" within the meaning of article 35 of Directive 2013/32/EU can only be a state whose territory is separate from that of the claimant's habitual residence (see BVerwG, judgment of 25 April 2019 - 1 C 28.18 - para. 14; CJEU, judgment of 25 July 2018 - C-585/16 - para. 141) and in which he resided after leaving the state of his habitual residence.

13 The Court of Appeal did not establish any factual findings as to the claimant's last place of habitual residence. Ultimately, this is irrelevant to the decision, however. The ground of inadmissibility does not apply, regardless of whether the claimant's last habitual residence was in Syria or Lebanon. If the claimant's last place of habitual residence before leaving UNRWA's area of operations was Lebanon, where, by his own account, he resided from October 2013 to November 2015, this country, as his state of habitual residence, would not be a third country. Syria could also not be considered to be such a third country - notwithstanding the fact that the claimant stayed there only a short time - since even if the claimant had not faced the threat of persecution in Syria at that time, acceptable living conditions were not guaranteed there at the end of November 2015 on account of the warlike conditions. If, on the other hand, the claimant's last habitual residence had been in Syria, Lebanon would be excluded as another third county within the meaning of section 29 (1) no. 4 in conjunction with section 27 AsylG and as first country of asylum within the meaning of article 35 of Directive 2013/32/EU, as the claimant no longer resided in Lebanon after his departure from Syria at the end of November 2015.

14 b) The application for the granting of ipso facto refugee status would be successful on the merits if the conditions of article 1 (D) first and second sentences of the Convention relating to the Status of Refugees of 28 July 1951, promulgated by the Act of 1 September 1953 (BGBl. II p. 559, which entered into force on 22 April 1954, in accordance with the promulgation of the Federal Minister for Foreign Affairs of 25 May 1954 (BGBl. II p. 619), - Geneva Refugee Convention -, of article 12 (1) (a) first and second sentences of Directive 2011/95/EU and/or of section 3 (3) first and second sentences AsylG are satisfied and grounds for exclusion within the meaning of article 1 (E) and (F) of the Geneva Refugee Convention, article 12 (1) (b), (2) and (3) of Directive 2011/95/EU and section 3 (2) AsylG do not apply.

15 Pursuant to article 1 (D) first sentence of the Geneva Refugee Convention, this Convention shall not apply to persons who are at present receiving from organs or agencies of the United Nations other than the United Nations High Commissioner for Refugees protection or assistance. When such protection or assistance has ceased for any reason, without the position of such persons being definitively settled in accordance with the relevant resolutions adopted by the General Assembly of the United Nations, these persons shall ipso facto be entitled to the benefits of this Convention in accordance with article 1 (D) second sentence of the Geneva Refugee Convention. The exclusion clause of article 1 (D) first sentence of the Geneva Refugee Convention and the inclusion clause of article 1 (D) second sentence of the Geneva Refugee Convention form a unit in the sense that the Geneva Refugee Convention only applies if the constituent elements of both subsections of the provision are met (BVerwG, judgment of 4 June 1991 - 1 C 42.88 - BVerwGE 88, 254 <260 et seq.>). Article 1 (E) and (F) of the Geneva Refugee Convention regulate the other cases where the Convention does not apply.

16 Pursuant to article 12 (1) (a) first sentence of Directive 2011/95/EU, a third-country national or a stateless person is excluded from being a refugee if he or she falls within the scope of article 1 (D) of the Geneva Refugee Convention, relating to protection or assistance from organs or agencies of the United Nations other than the United Nations High Commissioner for Refugees. When such protection or assistance has ceased for any reason, without the position of such persons being definitely settled in accordance with the relevant resolutions adopted by the General Assembly of the United Nations, those persons shall ipso facto be entitled to the benefits of this Directive under article 12 (1) (a) second sentence of Directive 2011/95/EU. Article 12 (1) (a) of Directive 2011/95/EU contains, first, a ground for exclusion, to the effect that any third-country national or stateless person receiving protection or assistance from organs or agencies of the United Nations other than the United Nations High Commission for Refugees is to be excluded from being a refugee in the European Union, and secondly, a ground for no longer applying that ground for exclusion, to the effect that, when such protection or assistance has ceased without the position of that national or stateless person being definitively settled in accordance with the relevant resolutions adopted by the United Nations, that national or stateless person is ipso facto to be entitled to receive protection under the Directive to be recognised as a refugee in the European Union (CJEU, judgment of 25 July 2018 - C-585/16 - para. 87 and 92). Article 12 1 (b), (2) and (3) of Directive 2011/95/EU specify further grounds for the exclusion of a stateless person from recognition as a refugee.

17 Section 3 (3) AsylG transposes article 12 (1) (a) of Directive 2011/95/EU into national law.

18 aa) There are no grounds for exclusion in respect of the claimant within the meaning of article 12 (1) (b) and (2) and (3) of Directive 2011/95/EU.

19 bb) He also fulfils the conditions of the exclusion clause of article 12 (1) (a) first sentence of Directive 2011/95/EU.

20 (1) UNRWA constitutes one of the organs and agencies of the United Nations referred to in the specified provisions. The Agency was created in the light of the specific situation of Palestinian refugees in need of protection and assistance (CJEU, judgment of 17 June 2010 - C-31/09 [ECLI:EU:C:2010:351], Bolbol - para. 44). Its mandate was extended most recently to 30 June 2020.

21 (2) The specific meaning of the alternative forms of care of "protection" and "assistance" is determined according to UNRWA's activity performed in the scope of its remit. It is decisive whether the person concerned belongs to the group of people in UNRWA's care in accordance with its mandate. That is at least the case for those persons who - like the claimant here - are (still) registered with UNRWA as Palestinian refugees. This understanding corresponds to the spirit and purpose of the exclusion clause, which is intended to guarantee that Palestinian refugees are looked after primarily by UNRWA and not the states party, particularly the Arab states. Accordingly, Palestinian refugees are required primarily to avail themselves of UNRWA's protection or assistance. This purpose would not be met if registered Palestinian refugees were not covered by the exclusion clause as long as they did not actually avail themselves of UNRWA's services although they would be entitled to do so if the corresponding need existed. It would then be largely a matter for them to decide themselves, contrary to the above-mentioned specification of purpose of the states party, whether they were looked after by UNRWA or claimed the benefits of the Convention (BVerwG, judgments of 4 June 1991 - 1 C 42.88 - BVerwGE 88, 254 <261> and of 21 January 1992 - 1 C 21.87 - BVerwGE 89, 296 <305>).

22 Only those persons who have actually availed themselves of UNRWA's assistance come within the exclusion clause. The provisions concerned must be construed narrowly and therefore cannot also cover persons who are or have been eligible to receive protection or assistance of this Agency but who do not make use of this right. Registration with UNRWA is deemed to be sufficient proof of actually receiving protection or assistance (CJEU, judgment of 17 June 2010 - C-31/09 - para. 51 f.; Opinion of the Advocate General of 4 March 2010 - C-31/09 - para 99). The ground for excluding a person from being a refugee covers not only persons who are currently availing themselves of UNRWA's assistance but also those who in fact availed themselves of such assistance shortly before submitting an application for asylum in a Member State (CJEU, judgment of 19 December 2012 - C-364/11 [ECLI:EU:C:2012:826], El Kott and Others - para. 52).

23 The claimant availed himself of UNRWA's protection or assistance shortly before submitting his application for asylum, as, according to his "Family Registration Card" that he submitted as a photocopy, he was registered as a family member for Yarmouk (the camp in the southern part of Damascus).

24 cc) By contrast, the referring Court is not able to assess whether the claimant personally satisfies the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU (see also article 1 (D) second sentence of the Geneva Refugee Convention and section 3 (3) second sentence AsylG) without clarification of the questions raised in the operative part of this decision.

25 (1) It is accepted that the position of the persons receiving UNRWA's assistance has not to date been definitely settled (see, inter alia, paragraphs 1 and 3 of United Nations General Assembly Resolution No. 66/72 of 9 December 2011; CJEU, judgment of 19 December 2012 - C-364/11 - para. 54).

26 (2) The inclusion clause serves to prevent gaps in protection. Accordingly, there is no further scope for the fundamental exclusion from being recognised as a Convention refugee in the European Union when an applicant for international protection in the Union no longer receives UNRWA's protection or assistance. This can be assumed where it becomes evident, based on an assessment, on an individual basis, of all the relevant evidence, that the personal safety of the stateless Palestinian concerned is at serious risk and that it is impossible for UNRWA, whose assistance was requested by that person, to guarantee that the living conditions of that individual would be compatible with its mission, and that person is forced to leave UNRWA's area of operations owing to circumstances beyond his or her control. In that case, that Palestinian may, unless he or she falls within the scope of any of the grounds for exclusion set out in article 12 (1) (b), (2) or (3) of Directive 2011/95/EU, ipso facto be entitled to the benefits of that Directive, without necessarily having to demonstrate a well-founded fear of being persecuted, within the meaning of article 2 (d) of Directive 2011/95/EU, until the time when he or she is able to return to the territory of former habitual residence (CJEU, judgments of 19 December 2012 - C-364/11 - para. 49 to 51, 58 to 65, 75 to 77 and 81 and of 25 July 2018 - C-585/16 - para. 86).

27 For the purpose of determining whether assistance or protection have actually ceased within the meaning of that provision of Directive 2011/95/EU, it is for the competent national authorities and courts to ascertain whether the departure of the person concerned may be justified by reasons beyond his or her control and independent of his or her volition which force him or her to leave the area in question and thus prevent him or her from receiving UNRWA's assistance (CJEU, judgment of 19 December 2012 - C-364/11 - para. 61).

28 2.2 In accordance with what has been stated above, the questions referred require clarification by the Court of Justice.

29 In the scope of the assessment of whether such protection or assistance in the sense of article 12 (1) (a) second sentence of Directive 2011/95/EU has ceased for any reason, the referring Court is of the opinion that a distinction is to be made between the time of leaving UNRWA's area of operations and the material time under section 77 (1) first sentence AsylG. It also makes a distinction between the field of operation where the stateless Palestinian had his actual place of residence or his last habitual place of residence after leaving UNRWA's area of operations, and other fields of operation to which the person concerned has a substantial connection, not necessarily through an earlier stay there. The referring Court makes a conceptual distinction between, on the one hand, UNRWA's area of operations (see UNRWA, CERI VII.C.), as the entirety of the fields of operation and, on the other hand, the individual fields of operation (see UNRWA, CERI VII.E.), including the Gaza Strip, the West Bank, Jordan, Lebanon and Syria.

30 a) With the first question referred, the referring Court would like to know whether, when assessing the satisfaction of the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU - and of article 1 (D) second sentence of the Geneva Refugee Convention and of section 3 (3) second sentence AsylG - at the time of leaving UNRWA's area of operations, from a geographical perspective, only the field of operation of the last actual residence of the stateless person concerned is relevant or whether further fields of operation are also to be included in the consideration in this respect.

31 When assessing the question of whether a stateless Palestinian is no longer granted UNRWA's protection or assistance, the referring Court is of the opinion that account is to be taken not solely of the respective field of operation in which the stateless person had his or her actual residence when he or she left UNRWA's area of operations, but also, depending on the overall circumstances of the individual case, of further fields of operation belonging to UNRWA's area of operations.

32 The granting of protection and assistance at the time of departure from UNRWA's area of operations will generally be judged primarily on the basis of living conditions in the field of operation of the stateless person's last actual place of residence.

33 b) In such case as the Court of Justice answers the first question referred in the spirit of its second alternative, the questions referred under no. 2 aim to clarify the conditions under which further fields of operation are to be included in the assessment of the satisfaction of the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU, insofar as the entire area of operations is not to be the general basis of the assessment in any case.

34 In the opinion of the referring Court, the questions referred under no. 2 are to be answered such that, in addition to the field of operation of the last actual residence, consideration is to be given to those fields of operation to which the stateless person had a substantial connection before leaving UNRWA's area of operations.

35 A stateless Palestinian may only be referred to the guarantee of protection or assistance in a field of operation other than that of the last actual residence if he or she has such a substantial connection to that field. In the view of the referring Court, such a connection may be based on the person himself or herself having previously resided in that field, but it may also be linked to other circumstances, such as close relatives residing there. It must also be possible and reasonable for the stateless Palestinian to enter that field of operation and reside therein. The entry permit is subject to the law of the respective field of operation. While the status of "Palestinian Refugee in the Near East" is not linked with a specific field of operation and a stateless Palestinian registered in one field of operation is also entitled to request UNRWA's protection and assistance in another field of operation, it is not discernible that the responsible bodies of the respective state and autonomous territories have any obligation under international law or see themselves as under any obligation to allow every stateless Palestinian registered with UNRWA residing in another one of UNRWA's fields of operation to enter and reside in its territory. The "Registration Card" issued by UNRWA to eligible persons only entitles them to receive UNRWA services, but does not make any statement on the card holder's residence status. It does not entitle the holder to enter one of UNRWA's fields of operation from another. In principle, under the general principles of international law, entering another field of operation requires a travel document and the entry permit of the responsible bodies of the accepting state or autonomous territory (see BVerwG, judgment of 4 June 1991 - 1 C 42.88 - BVerwGE 88, 254 <265>). Subsequently taking up residence is also subject to their permission (on the above, see also UNRWA, CERI no. IV.F.3.). In the case of territories to which the person concerned had no personal connection at any time, the likelihood of him or her fulfilling these entry and residence conditions is so remote, that, in the view of the referring Court, such territories do not have to be included in the consideration. However, the Court of Justice's case-law could indicate that the entire area of operations is always of relevance, regardless of secured actual accessibility, because actual granting of protection or assistance in UNRWA's area of operations thereafter is sufficient and the term of the area of operations - at least in the "Alheto" judgment - is used in the sense of the entire transnational area of operations (see CJEU, judgment of 25 July 2018 - C-585/16 - para. 7, 131 et seqq., and albeit conceptually less clear CJEU, judgment of 19 December 2012 - C-364/11 - para. 77). The referring Court therefore questions whether its interpretation of the Directive is correct. In this connection, it may also be necessary to clarify whether an at least current or former habitual residence in the (further) field of operation is a condition for a stateless Palestinian being able to call on UNRWA's protection or assistance there. It is reasonable for the person concerned to enter into and reside in the reference area provided, first, that he or she is guaranteed to be able to be readmitted to that field of operation, second, that he or she actually benefits there from UNRWA's protection or assistance, which is at least recognised by the competent bodies and, third, that he or she can expect to be able to stay in this field of operation in safety under dignified living conditions for as long as necessary in view of the risks in the field of operation of his or her last actual residence (see - on the conditions of article 35 of Directive 2013/32/EU - CJEU, judgment of 25 July 2018 - C-585/16 - para. 140).

36 c) The third question referred serves for clarification as to whether the assumption of the satisfaction of the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU is subject to restrictions in the case of location changes between the various fields of operation.

37 The case-law of the Court of Justice makes it clear that mere absence from UNRWA's area of operations or a voluntary decision to leave it is not to be regarded as cessation of protection or assistance (CJEU, judgment of 19 December 2012 - C-364/11 - para. 49 et seqq. and 59).

38 In the opinion of the referring Court, the third question referred is to be answered to the effect that the exclusion from being recognised as a refugee established in article 12 (1) (a) first sentence of Directive 2011/95/EU also applies to a stateless person who leaves UNRWA's area of operations because his or her personal safety is at serious risk in the field of operation of his or her actual residence and it is impossible for UNRWA to grant him or her protection or assistance there if he or she moved to that field of operation without a compelling reason, even though his or her personal safety was not at serious risk in the field of operation of his or her former residence and he or she was also not able to expect, according to the circumstances at the time of the move, to experience UNRWA's protection or assistance in the receiving field of operation and to be allowed to return to the field of operation of his or her former residence in the foreseeable future.

39 Anyone departing without specific needs and knowingly from a field of operation where he or she is allowed to stay in safety and where UNRWA grants sufficient protection or assistance, and going to another field of operation where the granting of protection or assistance is not guaranteed and from where a return is not possible in the foreseeable future could be deemed to be a person to be treated as one who voluntarily renounces UNRWA's protection or assistance (see CJEU judgment of 19 December 2012 - C-364/11 - para. 51). In such a constellation, exclusion from recognition as a refugee provided for in article 1 (D) first sentence of the Geneva Refugee Convention, article 12 (1) (a) first sentence of Directive 2011/95/EU and section 3 (3) first sentence AsylG cannot cease since the decision to leave the area of operations is not attributable to a situation of coercion unconnected with the will of the person concerned (see CJEU, judgment of 19 December 2012 - C-364/11 - para. 59).

40 d) The questions referred under no. 4 are intended to clarify whether, when assessing the satisfaction of the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU - and also those of article 1 (D) second sentence of the Geneva Refugee Convention and of section 3 (3) second sentence AsylG - at the material time of decision, from a geographical perspective, account is to be taken solely of the field of operation of the last habitual residence of the stateless person concerned or whether further fields of operation are to be included in the consideration in this respect. The question may arise as to the criteria determining the inclusion of such further fields of operation.

41 For the granting of refugee status under article 12 (1) (a) second sentence of Directive 2011/95/EU, it is not sufficient that the person concerned was no longer granted UNRWA's protection or assistance when he or she left the area of operations. In addition, it must also be impossible for him or her, at the time of the last oral hearing or decision of the court responsible for finding the facts that is relevant under section 77 AsylG, to return to the area of operations and again receive UNRWA's protection or assistance. This is because, under article 11 (1) (f) in conjunction with article 14 (1) of Directive 2011/95/EU, refugee status ceases and is to be withdrawn or revoked if the person concerned is able to return to UNRWA's area of operations in which he or she was formerly habitually resident because the circumstances which led to that person qualifying as a refugee no longer exist (see CJEU, judgment of 19 December 2012 - C-364/11 - para. 77). The conclusion to be drawn from this is that the possibility to return to UNRWA's area of operations has to be taken into account already when deciding on recognition of refugee status because it would not make sense to recognise refugee status if it immediately had to be withdrawn again ((...); see also CJEU, judgment of 25 July 2018 - C-585/16 - para. 110 et seqq.).

42 According to article 2 (n) of Directive 2011/95/EU, the "country of origin" of stateless persons within the meaning of this Directive is the country of former habitual residence. The jurisprudence of the referring Court clarified accordingly that a judgment on the existence of a well-founded fear of being persecuted is to be based on the country of former habitual residence (see BVerwG, judgment of 26 February 2009 - 10 C 50.07 - BVerwGE 133, 203 para. 30 inter alia on article 2 (c) of Council Directive 2004/83/EC of 29 April 2004 on minimum standards for the qualification and status of third country nationals or stateless persons as refugees or as persons who otherwise need international protection and the content of the protection granted).

43 In the view of the referring Court, the geographical basis of the assessment is to be primarily the field of operation of the last country of former habitual residence, also with reference to the assessment of whether the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU continue to be satisfied at the material time under section 77 (1) first sentence AsylG (see also CJEU, judgment of 19 December 2012 - C-364/11 - para. 77).

44 The referring Court is also inclined to assume that, when examining the continued application of the conditions of the inclusion clause, account is also to be taken, in addition to the field of operation of the last habitual residence, of those fields of operation to which the stateless person concerned has a substantial connection. Such a connection may possibly already be established through an actual, but not (yet) habitual residence. However, it may also be based on other circumstances such as close relatives residing in that field of operation. It must be possible and reasonable for the person concerned to take up residence there. In this respect, reference is made to the statements concerning (b) above.

45 e) The questions referred under no. 5 are intended to clarify the meaning of the term of habitual residence, which may be of significance for examining the satisfaction of the conditions of the inclusion clause of article 12 (1) (a) second sentence of Directive 2011/95/EU, depending on the response to the above questions referred.

46 In connection with the questions referred under point 5, the referring Court is inclined to take the view that, in this context too, the assumption of a (last) habitual residence solely requires that the stateless person has actually found the focal point of his or her life in the field of operation concerned, that is to say is not just temporarily staying there, and the competent authorities have not taken any removal measures against him or her. It is not necessary for the residence to also be lawful (in this sense concerning section 3 (1) of the Asylum Procedure Act (AsylVfG, Asylverfahrensgesetz), BVerwG, judgment of 26 February 2009 - 10 C 50.07 - BVerwGE 133, 203 para. 31 et seqq.).

47 According to national jurisdiction, it is a condition for the term of habitual residence (résidence habituelle), as used, inter alia, in article 1 (A) no. 2 second half-sentence of the Geneva Refugee Convention and article 2 (d) and (n) of Directive 2011/95/EU, that the person lives in the country concerned not just temporarily, but for an unforeseeable length of time and termination of the residence is therefore uncertain (BVerwG, judgment of 23 February 1993 - 1 C 45.90 - BVerwGE 92, 116 <123 et seq.>). The objective circumstances of the residence must indicate a certain consistency and regularity, although unbroken continuity is not required. The person must have the centre of his or her existence at the place of habitual residence.

48 The determination of a habitual residence does not necessarily require formal authorisation of the residence by the body competent for this. Unlike lawful residence, which is to be distinguished from habitual residence, the latter is deemed to exist in the view of the referring Court even if the body competent and responsible for the stateless person refrains from ending his or her residence, notwithstanding its legal possibility to do so (BVerwG, judgments of 23 February 1993 - 1 C 45.90 - BVerwGE 92, 116 <125> and of 26 February 2009 - 10 C 50.07 - BVerwGE 133, 203 para. 32 et seq.).

49 The referring Court sees a need for clarification concerning the question of whether its definition of the country of habitual residence, taken inter alia from national law, also corresponds to the term "habitual residence" under EU law in the Directive (see article 2 (d) and (n) of Directive 2011/95/EU) and the extent to which, according to the Directive, it then depends on the further aspects addressed in the questions referred.

50 The determination of habitual residence may require a factual prognosis in the context of a comprehensive overall view which, in addition to the ideas of the person concerned, takes into significant account the objective circumstances of the residence, allowing the conclusion to be drawn that the residence was for a lengthy period.

51 3. With a view to the reasons for the decision in case C-272/19 of the Wiesbaden Administrative Court of 28 March 2019 - 6 K 1016/15, the Senate sees no cause to doubt its entitlement to request a preliminary ruling pursuant to article 267 TFEU.

Judgment of 27 April 2021 -
BVerwG 1 C 2.21ECLI:DE:BVerwG:2021:270421U1C2.21.0


Please note that the official language of proceedings brought before the Federal Administrative Court of Germany, including its rulings, is German. This translation is based on an edited version of the original ruling. It is provided for the reader’s convenience and information only. Please note that only the German version is authoritative. Page numbers in citations have been retained from the original and may not match the pagination in the English version of the cited text. Numbers of paragraphs that have completely been omitted in the edited version will not be shown.
When citing this ruling it is recommended to indicate the court, the date of the ruling, the case number and the paragraph: BVerwG, judgment of 27 April 2021 - 1 C 2.21 - para. 16.

Prerequisites for the granting of ipso facto refugee status

Headnotes

1. Pursuant to section 3 (3) second sentence AsylG, a stateless person of Palestinian origin is no longer granted protection or assistance within the meaning of section 3 (3) first sentence AsylG where it becomes evident, based on an assessment, on an individual basis, of all the relevant evidence, that his or her personal safety is at serious risk and that it is impossible for UNRWA, whose assistance was requested by that person, to guarantee that the living conditions of that individual would be compatible with its mission, and that person is forced to leave UNRWA's area of operations owing to circumstances beyond his or her control.

2. In assessing whether leaving UNRWA's area of operations was involuntary, account is to be taken from a geographical perspective of UNRWA's entire area of operations, which consists of five fields of operation, namely the Gaza Strip, the West Bank (including East Jerusalem), Jordan, Lebanon and Syria.

3. If a stateless person of Palestinian origin decides to leave one of UNRWA's fields of operation in which his or her personal safety was not at serious risk and in which that person could receive protection or assistance from the Agency, in order to travel to another field in that area of operations, in which he or she could not reasonably expect, on the basis of the specific information available to him or her concerning that field of operation, either to receive UNRWA's protection or assistance or to be able to return at short notice to the field of operation from which he or she came, this is equivalent to a voluntary renunciation of UNRWA's assistance.

4. The granting of refugee status on the basis of section 3 (3) second sentence AsylG - at any event under national asylum procedure law - presupposes that at the time of the decision it was still impossible or unreasonable for the person concerned to again receive UNRWA's protection or assistance by returning to one of the five fields of the Agency's area of operations.

  • Sources of law
    Geneva Refugee Conventionarticle 1 (A) and (D)
    Directive 2011/95/EUarticles 2 (d), 11 (1) (f), 12 (1) (a) second sentence, 14 (1)
    Directive 2013/32/EUarticle 46 (3)
    Asylum ActAsylG, Asylgesetzsections 3 (1) and (3) first and second sentence, 77 (1) first sentence

Summary of the facts

The claimant requests the granting of refugee status, here in particular as an ipso facto refugee pursuant to section 3 (3) second sentence of the Asylum Act (AsylG, Asylgesetz).

The claimant, who, by his own account, was born in Damascus in October 1991, is a stateless Palestinian. According to his own statements, he entered the federal territory by land in December 2015. At the beginning of February 2016, he lodged an application for asylum. In the course of his hearing, he stated, inter alia, that he had travelled in October 2013 from the Syrian Arabic Republic to the Lebanese Republic, and had performed casual work there until 20 November 2015. As he had not obtained the right of residence there and the Lebanese security forces had begun to push "them" back to Syria, he had returned there. He had left Syria because of the war; the living conditions there were very bad. He feared that he would be arrested if he returned to Syria. In August 2016, the Federal Office for Migration and Refugees (Bundesamt für Migration und Flüchtlinge, hereinafter Federal Office) granted the claimant subsidiary protection status; with regard to all other aspects it refused his application for asylum.

The Administrative Court (Verwaltungsgericht) obliged the defendant to grant the claimant refugee status. In the appeal proceedings on points of fact and law, the claimant again filed the photocopy of proof of registration with the United Nations Relief and Works Agency for Palestine Refugees in the Near East (UNRWA), which had already been submitted to the Federal Office on the occasion of his hearing. According to the "Family Registration Card", he was registered as a family member for Yarmouk (the camp in the southern part of Damascus).

The Higher Administrative Court (Oberverwaltungsgericht) dismissed the defendant's appeal on points of fact and law against the judgment of the Administrative Court. As reasoning, it stated in essence that no clarification was required as to whether the claimant could claim refugee status under section 3 (1) AsylG by virtue of his individual submission. As a stateless ethnic Palestinian, he was a refugee within the meaning of section 3 (3) second sentence AsylG. His personal safety had been at serious risk when he departed Syria. His departure had been compelled by forces beyond his control, and had therefore not been voluntary. This was also indicated by the granting of subsidiary protection. At the time of his departure, he had also been unable to avail himself of UNRWA's protection in other parts of its area of operations. Before his departure, Jordan and Lebanon had already closed their borders to Palestinian refugees resident in Syria.

As grounds for its appeal on points of law, the defendant stated that the Court of Appeal erroneously determined the regulatory scope of section 3 (3) AsylG and also breached its duty to investigate the facts under section 86 (1) of the Code of Administrative Court Procedure (VwGO, Verwaltungsgerichtsordnung), as well as the principle of establishing facts to the court's conviction under section 108 (1) first sentence VwGO.

In response to the decision to suspend the proceedings and to request a preliminary ruling by the Federal Administrative Court (BVerwG, Bundesverwaltungsgericht) dated 14 May 2019, the Court of Justice of the European Union (CJEU, hereinafter Court of Justice) decided, by judgment of 13 January 2021 - C-507/19 - that article 12 (1) (a) second sentence of Directive 2011/95/EU must be interpreted as meaning that 1. in order to determine whether UNRWA's protection or assistance has ceased, it is necessary to take into account, as part of an individual assessment of all the relevant factors of the situation in question, all the fields of UNRWA's area of operations which a stateless person of Palestinian origin who has left that area of operations has a concrete possibility of accessing and safely remaining therein, and 2. UNRWA's protection or assistance cannot be regarded as having ceased where a stateless person of Palestinian origin left UNRWA's area of operations from a field of operation in that area in which his or her personal safety was at serious risk and in which UNRWA was not in a position to provide that individual with protection or assistance, first, if that individual voluntarily travelled to that field of operation from another field in that area of operations in which his or her personal safety was not at serious risk and in which he or she could receive UNRWA's protection or assistance and, secondly, if he or she could not reasonably expect, on the basis of the specific information available to him or her, to receive UNRWA's protection or assistance in the field of operation to which he or she travelled or to be able to return at short notice to the field from which he or she came, which is for the national court to verify.

In the continued appeal proceedings on points of law, the defendant argues that it was neither evident that at the time of his described departure from Lebanon the claimant was in fact compelled to leave Lebanon, nor was it evident that the same could be assumed for UNRWA's entire area of operations. Likewise, it was not evident that prior to his described return to Syria, the claimant was not aware that he could not receive UNRWA's protection or assistance there, nor would he be allowed to return to Lebanon at short notice.

The claimant argues that in light of his individual circumstances, it must be assumed that at the time when he left UNRWA's area of operations, he had no protection or assistance in any other field of operation of the Agency. In Lebanon, he had received permission in the autumn of 2013 to stay for one week. After that time he was living there unlawfully. In April 2014, he had been able to obtain another residence permit limited to three months' duration. His subsequent application for an extension of the permit was rejected, and he was issued a deportation warning. He continued thereafter to remain in Lebanon, again unlawfully and subject to the constant concern that he would be deported. Ultimately, he returned to Syria in order to leave UNRWA's area of operations from that point of departure.

The Representative of the Interests of the Federation at the Federal Administrative Court (Vertreter des Bundesinteresses beim Bundesverwaltungsgericht) declared not to take part in the proceedings.

Reasons (abridged)

10 The appeal on points of law, on which the Senate, with the parties' consent, can decide without an oral hearing (section 101 (2) in conjunction with section 141 first sentence and section 125 (1) first sentence VwGO), is successful. The judgment of the Higher Administrative Court is based on a violation of the law that is subject to an appeal on points of law (section 137 (1) no. 1 VwGO) In the appeal proceedings on points of law, only the decision on the claimant's status as an ipso facto refugee is to be reviewed (1.).Here the Court of Appeal correctly determined that the conditions of the exclusion clause of section 3 (3) first sentence AsylG were met, with the consequence that the claimant is excluded from the granting of refugee status (directly) under section 3 (1) AsylG, and his request could meet with success only subject to the conditions of section 3 (3) second sentence AsylG (2.). However, the Court's determination that the conditions of the inclusion clause under section 3 (3) second sentence AsylG (3.) were also met is not compatible with federal law. In the absence of sufficient factual findings by the lower instance, the Federal Administrative Court cannot conclusively decide on the legal dispute (section 144 (3) first sentence no. 1 VwGO), so that the challenged judgment must be set aside and the matter must be remitted to the Higher Administrative Court for a further hearing and decision (section 144 (3) first sentence no. 2 VwGO) (4.).

11 The legal assessment of the request is governed by the Asylum Act, in its latest version (currently: the version promulgated on 2 September 2008 <Federal Law Gazette (BGBl., Bundesgesetzblatt) I p. 1798>, last amended by article 3 (1) of the Fifty-ninth Act Amending the Criminal Code - Improvement of Protection of Personality Rights in the case of Image Recordings (StrÄndG 59; Neunundfünfzigstes Gesetz zur Änderung des Strafgesetzbuchs - Verbesserung des Persönlichkeitsschutzes bei Bildaufnahmen) of 9 October 2020, which entered into force on 1 January 2021 <BGBl. I p. 2075>). Changes in the law occurring after the last oral hearing or the decision of the court responsible for finding the facts must be taken into consideration in appeal proceedings on points of law if they had to be considered by the court responsible for finding the facts - if it were to decide instead of the court deciding on appeals on points of law (BVerwG, judgment of 11 September 2007 - 10 C 8.07 - Rulings of the Federal Administrative Court (BVerwGE, Entscheidungen des Bundesverwaltungsgerichts) 129, 251 para. 19). Since the present case concerns a dispute under asylum law where the court responsible for finding the facts regularly had to refer to the factual and legal situation at the time of the last oral hearing or the decision pursuant to section 77 (1) AsylG, it would have to base a decision on the latest version of the Asylum Act if it were to decide on the matter now, unless a derogation is required for reasons of substantive law or EU law with primacy (established jurisprudence, see BVerwG, judgment of 20 February 2013 - 10 C 23.12 - BVerwGE 146, 67 para. 12).

12 1. Under section 3 (3) first sentence AsylG, a foreign national is not a refugee under section 3 (1) AsylG if he enjoys the protection or assistance of an organisation or institution of the United Nations, with the exception of the United Nations High Commissioner for Refugees under article 1 (D) of the Convention relating to the Status of Refugees of 28 July 1951 (hereinafter Geneva Refugee Convention). If such protection or assistance is no longer provided, without having finally clarified the situation of those affected in accordance with the relevant resolutions of the General Assembly of the United Nations, section 3 (1) and (2) AsylG is to apply according to section 3 (3) second sentence AsylG. The United Nations Relief and Works Agency for Palestine Refugees in the Near East is currently the only organisation that falls within the scope of these provisions, which incorporate and implement article 1 (D) of the Geneva Refugee Convention and article 12 (1) (a) of Directive 2011/95/EU, and were created precisely in light of the specific situation of Palestinian refugees - who are regularly stateless - receiving UNRWA's protection or assistance (see CJEU, judgments of 17 June 2010 - C-31/09 [ECLI:EU:C:2010:351], Bolbol - para. 44 and of 19 December 2012 - C-364/11 [ECLI:EU:C:2012:826], El Kott et al. - para. 48). That Agency's current mandate ends on 30 June 2023 (paragraph 7 of the Resolution adopted by the General Assembly of the United Nations on 13 December 2019 - A/RES/74/83 p. 3). The application of section 3 (3) second sentence AsylG, which links to the first sentence of the provision and forms a single unit with it, does not require the satisfaction of the general characteristics of a refugee (section 3 (1) AsylG, article 1 (A) Geneva Refugee Convention, article 2 (d) of Directive 2011/95/EU); rather, it contains a description of refugee status that is independent from section 3 (1) AsylG/article 1 (A) no. 2 of the Geneva Refugee Convention (BVerwG, judgment of 4 June 1991 - 1 C 42.88 - BVerwGE 88, 254 <258 et seq.>). If the conditions of this provision are met, an applicant must upon his or her application be granted refugee status ipso facto without having to proof a well-founded fear of being persecuted with reference to the territory of his or her former habitual residence (see CJEU, judgments of 19 December 2012 - C-364/11 - para. 67, 70 et seqq., 76 and of 25 July 2018 - C-585/16 [ECLI:EU:C:2018:584], Alheto - para. 86).

13 2. Compatible with section 3 (3) first sentence AsylG, the Higher Administrative Court held that the claimant meets the conditions of the exclusion clause of section 3 (3) first sentence AsylG. He received UNRWA's protection and assistance.

14 The specific meaning of the alternative forms of care of "protection" and "assistance" is determined according to UNRWA's activity performed in the scope of its remit. It is decisive whether the person concerned belongs to the group of people in UNRWA's care in accordance with its mandate. That is at least the case for those persons who - like the claimant here - are (still) registered with UNRWA as Palestinian refugees. This understanding corresponds to the spirit and purpose of the exclusion clause, which is intended to guarantee that Palestinian refugees are looked after primarily by UNRWA and not the states party, particularly the Arab states. Palestinian refugees - whose position has not to date been definitely settled, as is apparent, inter alia, from paragraphs 1 and 3 of United Nations General Assembly Resolution No. 66/72 of 9 December 2011 (CJEU, judgment of 19 December 2012 - C-364/11 - para. 54) - are accordingly required primarily to avail themselves of UNRWA's protection or assistance (BVerwG, judgments of 4 June 1991 - 1 C 42.88 - BVerwGE 88, 254 <261> and of 21 January 1992 - 1 C 21.87 - BVerwGE 89, 296 <305>). However, only those persons who have actually availed themselves of UNRWA's assistance come within the exclusion clause. The provisions concerned must be construed narrowly and therefore cannot also cover persons who are or have been eligible to receive protection or assistance of this Agency but who do not make use of this right. Registration with UNRWA is deemed to be sufficient proof of actually receiving protection or assistance (CJEU, judgments of 17 June 2010 - C-31/09 - para. 51 et seq. and of 13 January 2021 - C-507/19 [ECLI:EU:C:2021:3], XT - para. 48). The ground for excluding a person from being a refugee covers not only persons who are currently availing themselves of UNRWA's assistance but also those who in fact availed themselves of such assistance shortly before submitting an application for asylum in a Member State (CJEU, judgment of 19 December 2012 - C-364/11 - para. 52).

15 According to these standards, the Court of Appeal correctly assumed that the claimant had essentially received UNRWA's protection or assistance shortly before submitting his application for asylum, because according to the findings of the Court of Appeal, he had stayed in UNRWA's area of operations and was registered as a family member for the Yarmouk camp.

16 3. The challenged decision violates federal law in that it is founded on the Higher Administrative Court's legal proposition that stateless Palestinians from Syria who are registered as refugees with UNRWA must be recognised as refugees under section 3 (3) second sentence AsylG once they have had to leave Syria because of the events of the civil war, and if there was no possibility for them at the time of their departure to avail themselves of protection in other parts of UNRWA's area of operations (printed judgment p. 5 et seq.). According to the case-law of the Court of Justice (judgment of 13 January 2021 - C-507/19 -) the determination of an involuntary departure from the area of operations can also be excluded by a relocation from one field of operation of this area of operations to another shortly before finally leaving the area of operations, if and insofar as this can be classified as a voluntary relinquishment of UNRWA's protection or assistance hitherto received (3.1). Furthermore - at least under national asylum procedure law - the mere fact that the person concerned had no reasonable possibility of receiving protection or assistance within UNRWA's area of operations at the time of leaving that area of operations is not sufficient to meet the conditions for the inclusion clause of section 3 (3) second sentence AsylG; rather it must still have been impossible at the time of the decision (see section 77 AsylG) for the person concerned to again receive UNRWA's protection or assistance by returning to the organisation's area of operations (3.2).

17 3.1 Pursuant to section 3 (3) second sentence AsylG, a stateless person of Palestinian origin is no longer granted protection or assistance within the meaning of section 3 (3) first sentence AsylG where it becomes evident, based on an assessment, on an individual basis, of all the relevant evidence, that his or her personal safety is at serious risk and that it is impossible for UNRWA, whose assistance was requested by that person, to guarantee that the living conditions of that individual would be compatible with its mission, and that person is forced to leave UNRWA's area of operations owing to circumstances beyond his or her control.

18 a) The determination that protection has ceased pursuant to section 3 (3) second sentence AsylG presupposes that at the time of leaving the area of operations, the stateless person's personal safety is at serious risk, and it is impossible for UNRWA to guarantee living conditions that are compatible with UNRWA's mission. The exclusion clause of section 3 (3) first sentence AsylG, consistently with article 12 (1) (a) first sentence of Directive 2011/95/EU and article 1 (D) first sentence of the Geneva Refugee Convention, pursues the objective of excluding from the granting of refugee status anyone who enjoys UNRWA's assistance. In light of that objective, neither the mere absence or voluntary departure from UNRWA's area of operations, nor the voluntary renunciation of that Agency's protection and assistance, would be sufficient by itself to end the exclusion from the granting of refugee status laid down in section 3 (3) first sentence AsylG, as provided in the second sentence of that provision (CJEU, judgments of 19 December 2012 - C-364/11 - para. 49 et seqq. and of 13 January 2021 - C-507/19 - para. 69 et seqq.). Rather, the decision to leave the area of operations must be compelled by circumstances beyond the control of the person concerned (see CJEU, judgments of 19 December 2012 - C-364/11 - para. 59 and of 13 January 2021 - C-507/19 - para. 51, 69 et seqq.).

19 b) In assessing whether leaving was involuntary in this sense, account is to be taken from a geographical perspective of UNRWA's entire area of operations, which consists of five fields of operation, namely the Gaza Strip, the West Bank (including East Jerusalem), Jordan, Lebanon and Syria. The Court of Justice has clarified this in its preliminary ruling issued in the present proceedings (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 47, 53 et seq., 64 to 67). The Court of Appeal correctly adopted this presumption in its approach. Therefore, to justify a determination that UNRWA's protection or assistance had ceased, within the meaning of section 3 (3) second sentence AsylG, it is not sufficient simply that a stateless person of Palestinian origin was compelled to leave a certain one of UNRWA's fields of operation owing to circumstances beyond his or her control. Rather, in this case there is the need for an additional determination that the stateless person is also unable to access any other field of operation in order to receive UNRWA's effective protection or assistance; otherwise, the person's decision to leave the (entire) area of operations is not involuntary (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 72). This determination must be made on the basis of an individual assessment of all the relevant factors of the situation in question (CJEU, judgments of 25 July 2018 - C-585/16 - para. 134 et seq. and of 13 January 2021 - C-507/19 - para. 63 and 67).

20 Whether a stateless person of Palestinian origin has access to UNRWA's protection or assistance depends first of all on that person's concrete possibility of accessing a UNRWA's field of operation. The status of being a "Palestinian refugee in the Near East" does not by itself entitle the person with that status to access other fields of operation without a prior entry permit from the country of destination in question. Rather, UNRWA's protection and assistance necessarily presuppose that the receiving local authority not only permits UNRWA's operations, but also permits the persons assisted by this Agency to enter and reside within its territory (BVerwG, judgment of 21 January 1992 - 1 C 21.87 - BVerwGE 89, 296 <304>). This is at any event the case if the stateless person in question has a right to obtain a residence permit in a state or autonomous territory to which a UNRWA's field of operation belongs. In the absence of such a right, the fact that the stateless person has family ties in a given field of UNRWA's area of operations, or had his or her actual or habitual residence in that area, may imply such a possibility of accessing (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 60 et seq.). Likewise, account must be taken of all evidence, such as declarations or practices of the authorities of the said states and territories, which imply their attitude towards stateless persons of Palestinian origin, in particular where, through such declarations and practices, they express an intention no longer to tolerate the presence on their territory of such stateless persons if they do not have a right of residence (CJEU, judgment of 13 January 2021 - C-507/19 - para. 62).

21 Furthermore, the stateless person must be able to reside in safety in the area concerned, under dignified living conditions (see CJEU, judgments of 25 July 2018 - C-585/16 - para. 134, 140 and of 13 January 2021 - C-507/19 - para. 54 et seqq., 67; BVerwG, judgment of 25 April 2019 - 1 C 28.18 [ECLI:DE:BVerwG:2019:250419U1C28.18.0] - (...) para. 28).

22 c) The voluntary nature of leaving is not to be decided solely on the basis of conditions in the field of operation where the person last resided. Leaving the area of operations is also not involuntary if the person concerned has in substance voluntarily and foreseeably renounced UNRWA's protection and assistance by relocating his or her residence shortly beforehand from one field of operation to another. This aspect - which was not clarified until the preliminary ruling of the Court of Justice - was not taken into account by the Court of Appeal, in violation of federal law, and consequently it did not make the factual findings necessary for an assessment.

23 If a stateless person of Palestinian origin decides to leave a UNRWA's field of operation in which his or her personal safety was not at serious risk and in which that person could receive protection or assistance from the Agency, in order to travel to another field in that area of operations, in which he or she could not reasonably expect, on the basis of the specific information available to him or her concerning that field of operation, either to receive UNRWA's protection or assistance or to be able to return at short notice to the field of operation from which he or she came, this is equivalent to a voluntary renunciation of UNRWA's assistance. It cannot be concluded, in the event of such a voluntary departure from the first field of operation to the second field of operation, that the stateless person was forced to leave UNRWA's area of operations, taken as a whole, if he or she later left that second field of operation in order to travel to the European Union (CJEU, judgment of 13 January 2021 - C-507/19 - para. 74) It must be verified, as part of an individual assessment of all the relevant factors of the situation in question, whether the above conditions are met. Such factors in particular include, in objective terms, the situation relevant to protection and deportation in the first and second field of operation, and in subjective terms, whether the person positively foresaw, or reasonably should have foreseen, the situation relevant to protection and deportation in the second field of operation (CJEU, judgment of 13 January 2021 - C-507/19 - para. 76 et seqq.).

24 3.2 In addition, the granting of refugee status on the basis of section 3 (3) second sentence AsylG - at any event under national asylum procedure law - presupposes that at the time of the decision it was still impossible or unreasonable for the person concerned to again receive UNRWA's protection or assistance by returning to one of the five fields of operation of the Agency's area of operations. The inclusion of the point in time indicated in section 77 (1) first sentence AsylG takes due account of the fact that under article 11 (1) (f) in conjunction with article 14 (1) of Directive 2011/95/EU, the person concerned ceases to be a refugee if he or she is able to return to UNRWA's area of operations because the circumstances which led to that person qualifying as a refugee no longer exist (CJEU, judgment of 19 December 2012 - C-364/11 - para. 77).

25 To be sure, these provisions are not directly applicable in the present constellation, because they presuppose that refugee status had already been granted (see also CJEU, judgment of 13 January 2021 - C-507/19 - para. 42). But it would not make sense to grant refugee status merely in order to withdraw it again immediately (CJEU, judgment of 19 December 2012 - C-364/11 - para. 77; (...)). This argues for taking account of, already when deciding on the granting of refugee status, changes detrimental to the person concerned within the factual conditions for ipso facto refugee status between the time of leaving the area of operations and the time of the decision, applying the general provision of section 77 (1) first sentence AsylG (thus already decided by BVerwG, judgment of 25 April 2019 - 1 C 28.18 - (...)).

26 At any event, this is also permissible under EU law according to the case-law of the Court of Justice. Under article 46 (3) of Directive 2013/32/EU, national courts are at least authorised to assess the - re-established - possibility of receiving UNRWA's protection or assistance in the context of a full and ex nunc examination when adopting a decision on the granting of that status (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 40, 42 and 65).There is no need to decide here whether this is also required by EU law. The examination of whether UNRWA's protection or assistance continues to be excluded under article 12 (1) (a) second sentence of Directive 2011/95/EU at the time the court (or authority) decides should be carried out in the light of the same factors as for the examination referred to the time of leaving (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 66).

27 4. The Federal Administrative Court cannot decide conclusively on the legal dispute for lack of sufficient factual findings by the Higher Administrative Court (section 144 (3) first sentence no. 1 VwGO), so that the challenged judgment must be set aside and the matter must be remitted to the Higher Administrative Court for a further hearing and decision (section 144 (3) first sentence no. 2 VwGO)

28 a) The Higher Administrative Court has hitherto made no factual findings concerning whether the claimant's prior residence in Lebanon from October 2013 to November 2015 excludes an involuntary departure from UNRWA's area of operations according to the standards specified in more detail by the Court of Justice. This would be the case - first - if the claimant's personal safety was not at serious risk previously in Lebanon, and if he could have received UNRWA's protection or assistance there; and - second - if, when relocating his residence from Lebanon to Syria, the claimant could reasonably have foreseen that he neither could have received UNRWA's protection or assistance in Syria nor would he be able to return to Lebanon at short notice. Following the remittal, the Court of Appeal will have to examine these questions, while making the required factual findings. Here it may also have to take into account the criteria specified in more detail by the Court of Justice concerning the assessment of foreseeability (see CJEU, judgment of 13 January 2021 - C-507/19 - para. 78).

29 b) There are furthermore no factual findings concerning whether, at the time of the oral hearing in the appeal proceedings on points of fact and law that is relevant under section 77 (1) AsylG, the claimant could have accessed one of the five UNRWA's fields of operation, could have resided there in safety and under dignified conditions, and could have availed himself there of UNRWA's protection or assistance. Following the remittal, these findings will have to be made with reference to the point in time that is then relevant.

30 5. Inasmuch as the challenged decision has been set aside, there is no need for a decision on the procedural complaints raised by the defendant.

31 6. The decision on costs is reserved for the final decision. The value of the matter for the appeal proceedings on points of law proceeds from section 30 of the Act on the Remuneration of Attorneys (RVG, Rechtsanwaltsvergütungsgesetz). There are no reasons for a derogation under section 30 (2) RVG.